Rock Strata Research Articles

Research on optimization strategy of TBM tunneling parameters based on stratum perception and simulation tunneling experiment

Real-time perception of surrounding rock stratum and optimization decision of tunneling parameters are of great significance for TBM safe and efficient tunneling. Taking a diversion tunnel in Xinjiang as the engineering background, 948 groups of tunneling data of surrounding rocks at all grades were collected. Aiming at the problem of unbalanced tunneling data of different grades of surrounding rock, the quaternion classification problem of surrounding rock grade is converted into the binary classification problem, and the surrounding rock stratum perception model is established based on EasyEnsemble algorithm. On this basis, a flow frame for optimization of all grades surrounding rock tunneling parameters is proposed, and the differences between the optimization results of exhaustive method, simulated annealing algorithm and ant colony optimization algorithm are compared. The results show that the prediction error of ant colony optimization model is less than 5 %, and the running time is only 1/12 ∼ 1/6 of the exhaustive method. Then, based on the self-developed model test equipment, a similar materials test block of surrounding rock stratum is configured, and a scale cutter head is used for simulation tunneling experiment. The experiment shows that the ant colony optimization model optimization result is the best combination of tunneling parameters, which shows that the proposed optimization flow frame of tunneling parameters has good applicability. Finally, the AdaBoost model was trained with unbalanced samples of various grades of surrounding rock, and the prediction results were statistically analyzed. The results showed that the AUC value of EasyEnsemble model increased by 11.33 % on average, the F-measure increased by 18.12 % on average, and the G-measure increased by 14.00 % on average compared with the AdaBoost model, indicating that data balance has a significant effect on improving the perception accuracy of surrounding rock stratum.

Calculation method and evaluation of surrounding rock pressure of vertical shaft

The surrounding rock pressure of vertical shafts is one of the basic parameters of shaft lining design. Investigating its calculation methods and applicable scopes has great engineering significance. The paper classifies and compares the calculation methods, discusses the application scopes of various calculation methods, and proposes that the axisymmetric layered method is highly consistent with the field monitoring data for the calculation of surrounding rock pressure of vertical shafts in bedrock sections on the basis of practical engineering examples. On the basis of Terzaghi theory, the calculation formula of surrounding rock pressure of vertical shaft in inclined rock strata with single group joints is derived. The formula can reflect the influence of rock strata dip angle and joints.

Assessing stability of mine workings driven in stratified rock mass

Purpose.The research purpose is to assess the stability of mine workings driven in a stratified rock mass by studying the influence of the stratified rock bedding angle on the rock mass stress-strain state (SSS). Methods. The research uses both experimental and numerical methods. Experimental studies are carried out using rock samples with different angles of rock layer occurrence, while numerical modeling is performed using the RS2 (Geotechnical Finite Element Analysis) software based on the generalized Hoek-Brown failure criterion. The studies are carried out on models covering the border area of the mine workings driven in the mass with the angles of rock occurrence from 0 to 75°. Findings. Experimental and numerical studies have shown that when the rock layer inclination angle changes, significant changes occur in the stress concentration zones around the mine workings. An increased rock layer inclination angle is accompanied by a change in stress distribution, which is important for assessing the stability of mine workings. A particularly strong influence is observed at the angles of rock occurrence 30° and above. Originality. The research novelty is in revealing the patterns in the stress distribution in the stratified rock masses depen-ding on the rock layer inclination angle. Research results provide new data on the rock interaction mechanisms in difficult geological conditions. Practical implications. The results obtained can be used in the planning and operation of mine workings in difficult geological conditions. By taking into account the changes in stress zones caused by the rock layer inclination angle, it is possible to improve the safety and efficiency of mining operations.

Simulation test on shaft deformation induced by mining subsidence under similar gravity field in deep soil strata

Many shafts in China have experienced large deformations in the deep soil Strata, which has had a significant impact on mining safety. This study conducted a geotechnical model test called the seepage force model to address the deformation issues of shafts caused by mining solid mineral resources in regions with deep soil strata. This test simulated the impact of mining disturbance on shaft deformation within the soil section. The simulation utilized monitoring data from the model shaft, facilitating the determination of deflection displacements across different protection areas. The findings indicated a nearly linear relationship between the maximum horizontal displacement of the shaft and the mining coal seam thickness. The shaft protection areas within the soil section were reconfigured by modifying the movement angle from 45° to 37.6°. Consequently, the maximum horizontal displacements of the prototype shaft decreased to 73.8, 112.7, and 170.9 mm for mining coal thicknesses of 2.7, 5.3, and 8.0 m, respectively. These values represent 26%, 24.6%, and 26.7% reductions from the original design shaft displacements. When combined with the probability integral method, the simulation test results concerning the shaft protection rock pillars were exhaustively examined. This analysis paves the way for a more logical and reliable design approach for shaft protection rock pillars in areas characterized by deep soil and thin rock strata. The study findings hold immense significance in effectively mitigating and managing mining-induced subsidence disasters and ensuring the optimal design of shaft protection zones.

Radio communications through rock strata – South African mining experience over 50 years

Radio communications through rock strata – South African mining experience over 50 years

Study on the Movement of Overlying Rock Strata and Surface Movement in Mine Goaf under Different Treatment Methods Based on PS-InSAR Technology

The goaf treatment of underground metal mines is an important link in mining, and it is particularly important to master the laws of overlying rock strata and surface movement of goaf. In this paper, Persistent Scatterer Interferometric Synthetic Aperture Radar (PS-InSAR) technology is used to monitor the surface subsidence of the Taibao lead-zinc mine, and the surface subsidence laws of goaf-closure, partial-filling, and full-filling treatments are analyzed by the time-series method. The findings indicate that the surface subsidence of the closed goaf is solely governed by the pillars, with the quality of these pillars playing a pivotal role in controlling such subsidence. Factors like stope span also influence the surface subsidence of partially filled goaf. Prior to compaction, it is primarily the pillars that control surface subsidence; however, after compaction, filling and pillars jointly regulate this phenomenon. Notably, in filled goaf, the quality of both roof and pillars significantly impacts surface subsidence. Before compaction occurs, control over surface subsidence is not evident, yet post-compaction, the filling is effective and tends to stabilize this process. The research findings are significant in enhancing goaf’s treatment efficacy, mitigating surface damage and minimizing ecological environmental impact.

3DEC Numerical Analysis of Failure Characteristics for Tunnel in Stratified Rock Masses

3DEC Numerical Analysis of Failure Characteristics for Tunnel in Stratified Rock Masses

Research on rockburst prevention systems based on the attenuation law of coal and rock vibration wave energy

During the coal and rock mass fracture process, elastic properties are released and vibration waves are radiated outward. The energy attenuation characteristics of these waves can describe the cumulative damage and elastic energy accumulation of the mass. To investigate coal and rock mass failure characteristics and energy attenuation rules during rockburst, numerical simulation and laboratory testing were utilized to study the energy transfer laws under various parameters. Six variables, including elastic modulus, Poisson’s ratio, bulk density, cohesion, internal friction angle, and void ratio, were selected to simulate the rockburst energy release process under different parameter combinations by adding surface pressure to the model. The coal and rock mass energy attenuation coefficient was obtained by fitting the node energy straight line using the least squares method. The six variables’ influence on vibration wave energy transfer was obtained using analytic hierarchy process program written in MATLAB, and a comprehensive calculation formula was proposed. Using the energy attenuation coefficient, the rock layer energy diffusion distance was calculated and compared with the roof collapse rock layer step distance, resulting in the roof rock layer cutting distance determination. By roof rock strata precutting, rockburst occurrence can be prevented, ensuring safe and efficient coal mine production.

Deep-time temperature field simulation of hot dry rock: A deep learning method in both time and space dimensions

Hot dry rock has emerged as a crucial renewable resource with a potential to provide significant energy to China. Accurately simulating the temperature field of hot dry rocks in space is essential in estimating their reserves. Moreover, predicting the temperature change curve of hot dry rocks over time is crucial for research in the field. Although these tasks are interrelated and share a common ground of simulating the temperature of hot dry rocks, previous approaches have dealt with them separately, each being challenging. In this study, we propose a 3D U-shaped deep-time neural network that can extract the nonlinear relationship between the temperature field and rock strata parameters, thereby enabling the simulation of the temperature field of hot dry rocks in both space and time dimensions. The proposed neural network, which incorporates an attention mechanism and residual structure, can incorporate multiple rock parameters and geological structures, leading to more accurate simulation of the temperature field of hot dry rocks. To train the network, we constructed extensive datasets based on granite rock parameters and actual geological structures, with the temperature fields simulated by the finite element method serving as labels. The resulting trained network model can successfully emulate the complex hot dry rock model, reducing the workload by combining the two networks into one. Furthermore, the simulated temperature field allows the observation of the effect of different geological activities on hot dry rocks. Network simulation has shown notable advancements in efficiency compared to traditional finite element methods. Moreover, it offers the advantage of exploring the impact of distinct geological structures on geothermal reservoirs in a spatial context. Additionally, it allows for the observation of temporal variations in the temperature distribution across different geological strata during different time periods. Thereby laying the groundwork for further prediction and exploitation of hot dry rock geothermal reserves.

Principle and practice of hydraulic softening top-cutting and pressure relief technology in weakly cemented strata

Extremely thick and hard roofs are difficult to break in the mining of a working face, and the large area of the suspended roof easily induces a strong ground pressure or dynamic impact disasters. The roof control of a coal mining face in a mine in western China was taken as a case study. The mineral composition, microstructure, and hydrophysical properties of the hard roof overlying the coal seam were analyzed. The characteristics of the weak-cementation strata that are prone to mud and collapse when encountering water were targeted to investigate the hydraulic softening roof-cutting and pressure relief technology. It was found that the clay mineral composition in the roof plate accounts for 60.6%. After 24 h of natural immersion, the rock strength decreased by approximately 10.3%–49%, and further immersion caused disintegration. By arranging high and low double-row water injection softening drilling holes in the cutting hole and roadway of the working face, the strength of roof rock strata in the target area was reduced, and the initial weighting step distance and weighting strength of the working face were reduced. The hydraulic softening roof-cutting pressure relief technology effectively regulated the weighting step distance of the hard roof and the peak weighting of the working face.

A Field Study to Measure the Surrounding Stress of Rock and Supporting Structure of a Steep Tunnel with a Combination of Hard and Soft Rock Layers under Plate Compression

Tunnels excavated in a combination of hard and soft rock strata with high ground stress are prone to large deformations, collapse, and other disasters. The Yongfeng Tunnel, a reconstruction and expansion of the G544 line, suffered severe high ground stress from plate compression. This paper studied the surrounding rock pressure and supporting structure stress characteristics of tunnels with a combination of hard and soft rock strata with high ground stress by using earth pressure cells, surface strain gauges, and embedded strain gauges to test all stress related to the surrounding rock, primary support, and secondary lining. It was found that the contact pressure (P1) between the initial support and the surrounding rock and the contact pressure (P2) between the initial support of the leading tunnel were distributed in the direction of vertical stratification, while the contact pressures (P1 and P2) of the lagging tunnel were different due to the excavation unloading of the leading tunnel. The maximum stress positions of the initial support of the leading tunnel and the lagging tunnel were located in the left arch waist and the vault, respectively. However, the maximum stress position of the secondary lining was generally located on the side wall. The research results presented herein can guide future tunnel construction projects.

Multi-stages of Paleozoic deformation of the fault system in the Tazhong Uplift, Tarim Basin, NW China: Implications for hydrocarbon accumulation

The Tazhong Uplift is an important petroliferous secondary structure unit in the Tarim Basin and has undergone multiple structural deformation. In the current study, we use 3D and 2D seismic data to investigate the nature of the fault system in the Tazhong Uplift. The deformation of the Cambrian sedimentary rocks in the Tazhong Uplift is generally neglected but noted in this study. We found that the Lower–Middle Cambrian rocks are involved in thrust faults. NE-trending weak zones acted as accommodation faults formed at the connective positions and bends of the deep thrust faults. The Middle Cambrian compressional stress stemmed from the northeastern margin of the Tarim Block, pointed SW, and caused the uprising of the Tabei Uplift. The second deformation occurred in the Late Ordovician. In this instance, the compressional stress stemmed from the SW direction of the Tazhong Uplift, which originated from the amalgamation of the Western Kunlun Terrane and Tarim Block. The main strike–slip fault surfaces and subordinate faults developed along the weak zones generated in the Middle Cambrian. The collision that occurred in the southeast part of the Tarim Block in the Middle Silurian to Middle Devonian resulted in the third deformation. The representative structures that occurred during this compressive deformation were the intensive NEE-trending thrust faults in the southeast of the Tazhong Uplift. The three stages of deformation played different and important roles in hydrocarbon accumulation. These strike–slip faults holding the high-productivity hydrocarbon wells generally experienced early-stage Cambrian deformation, had wide fracture damage zones in the Ordovician carbonate rock strata, and had weak en echelon faults in the Silurian to Middle Devonian clastic rocks.

Bearing behavior of pile foundation in karst region: Physical model test and finite element analysis

Abstract The presence of karst formations significantly impacts the load-bearing capacity of pile foundations in karst geological environments, posing a challenge to their design. This study investigated the bearing characteristics of karst pile foundations using the physical model test and numerical analysis. First, the influence of cave height and span on the bearing capacity of pile foundations is examined using model tests. The results demonstrate that the height of karst caves greatly affects the bearing capacity of karst pile foundations. Subsequently, numerical analysis further explores the bearing characteristics of these foundations. It reveals that as the top load on pile increases, an arch-shaped tensile damage zone forms at the top of karst cave and gradually expands. The rock failure in this area leads to a decrease in adhesion between rock strata and pile foundation, consequently reducing its load-bearing capacity. Finally, experimental results are compared with numerical results to validate consistency and mutual verifiability between physical model tests and numerical analyses. The outcomes of the research provide valuable insights for designing rock-socketed pile foundations in similar karst areas.

A Study on the Results of Risk Analyses Applying the Concept of Rock Mass Stand-Up Time for Underground Mining Sites

Throughout all the countries in the world, including Vietnam, nations with well-established mining industries have undertaken extensive research on the stability of rock masses when constructing underground tunnels in varied geological conditions. The present study aims to provide a comprehensive overview of the risk assessment related to rock masses during the construction of pit lines in mining operations. Consequently, the standing time of unsupported tunnels is assessed based on different values of the strength index and deformation characteristics of the rock mass. The objective was to perform both experimental and theoretical investigations to analyse how the stand-up time of rock masses surrounding a tunnel affects the unsupported span. The analyses were based on considering the rock parameters, including strain modulus; geological strength index; and allowable displacement values, and consideration of hereditary creep properties. By examining tunnels excavated in rock strata, it was concluded that varying geological strength index values resulted in distinct creep behaviour in the surrounding rock masses. Thus, it was reasonable to compute the unsupported span and stand-up time of tunnels. The research revealed that permissible displacements are significantly influenced by the types of rock materials surrounding the tunnel structure. Recognising the significance of time, the authors introduce a more practical interpretation and evaluation of the stability of rock masses, thus enhancing the precision of commonly available models.

Elucidating the complex interplay between natural and anthropogenic factors in the deformation of the Muyubao landslide through time-series InSAR analysis

In the Three Gorges Reservoir area, landslide disasters occur frequently, making scientific monitoring and risk prediction crucial for disaster prevention and mitigation. However, most previous studies have been constrained by analysis of singular influencing factors. In this study, we employed multi-temporal InSAR techniques coupled with multivariate geospatial statistical analysis to monitor and analyze the dynamic evolution of the Muyuba landslide in Zigui County, Hubei Province, China from 2016 to 2023. The findings indicate that the Muyuba landslide was predominantly characterized by continuous, gradual subsidence. Key factors inducing deformation included well-developed drainage networks, gentle slopes of 15–30°, and the orientation of rock strata. Deformation rates in residential areas and along roadways exceeded background levels, implicating anthropogenic activities in the heightened landslide risk. A significant correlation was observed between landslide deformation and reservoir water level fluctuations, as opposed to rainfall patterns, highlighting reservoir regulation disturbances as a critical landslide triggering factor.

Mechanism of Stratum Instability and Dynamic Deformation under Discontinuous Boundary Conditions

A fault disrupts the continuity of the rock strata in a mining area. To study the law governing the fracture of overlying strata in mining areas under discontinuous boundary conditions, the overlying strata were redefined and grouped based on the activity characteristics of each rock layer during the overall movement of the overlying strata. The activity patterns of different layers of the fault were obtained through the movement and failure forms of each group of rock layers. The relationship among the size of the coal pillar at the boundary of the fault, the dip angle of the fault, and the movement angle of the rock strata was considered. A model of the spatial relationship between the overlying rock movement zone of the quarry and the fault surface was established. The limit equilibrium equations of the key layer in the fault zone before breaking were established based on the tensile strength of the rock layer. In addition, the mechanical slip instability criterion and the deflection instability criterion of the discontinuous-boundary rock mass are given herein. Based on a field case, a double criterion was used to determine the initiating activated rock layers of the fault in the cases where the fault dip was smaller than the rock movement angle. Rock movement during excavation was simulated by similar simulation tests, and different levels of rock movement patterns in the boundary fault zone were focused on monitoring and analyzing. The stress and displacement changes in different rock layers in the fault zone were analyzed with numerical simulation results. The results show the following: if the dip angle of the fault is smaller than the movement angle of the rock layer, the delamination space of the fault surface is mainly distributed in the bending and sinking zone of the overlying rock; with an increase in the working-face advancement distance, the vertical pressure of the upper part of the fault gradually decreases, and the stress-concentration area in the middle and lower part of the fault gradually increases; the rock layer of the upper part of the fault, which is mainly composed of the key stratum, is the main area of activation of the fault.

Research on intelligent identification algorithm of coal and rock strata based on Hilbert transform and amplitude stacking

AbstractThe high precision identification of coal–rock layers is a significant challenge in intelligent mining. There is a large amount of electromagnetic noise and metal reflector signals in the full space detection environment of mining roadway, which makes it hard to distinguish the reflected waves at interface from a set of echo signals generated by the interface due to the similar amplitudes among them. So the method of identifying layers solely based on amplitude characteristics has poor stability and accuracy in coal mining environments. This paper proposes a method for identifying coal–rock layers based on Hilbert transform and tracking–scanning–stacking technology. There are two steps to achieve the recognition of air–coal–rock interfaces. First, by analysing the instantaneous amplitude spectrum obtained from the Hilbert transform, the first extreme point that is always the maximum value within a wavelength range is determined as the rough position of the air–coal interface. To solve the problem of recognition errors caused by noise and energy dispersion, the density difference method is used to remove discrete points. Second, the precise position of the air–coal interface is determined by tracking the extreme points within the 1.5 wavelength range around the rough position, and using the amplitude stacking method to quantitatively analyse and compare the degree of energy concentration. The data between zero time and the reflected waves at the air–coal interface is removed to avoid the impact of them on the recognition of the coal–rock interface. Results of physical model experiments and actual coal mine experiments show that this method yields better results and has high stability compared to conventional recognition method. Moreover, the average relative thickness errors are 4.5% for air layer and 4.2% for coal layer.

Experimental study on rock strata movement and stope stress distribution law under mining height regulation

AbstractWhen pressure relief mining of a non‐all‐coal protective layer, to realize the accurate regulation of the pressure relief range and pressure release value of mining height, it is necessary to carry out research on the migration of overburden and the stress distribution law of stope under mining height control. Through similar material simulation experiments, four groups of similar material simulation experimental models were established. The laws of rock strata movement and stress distribution at 2, 4, and 5 m mining heights under different geological conditions, and the laws of rock strata movement and stress distribution at 5 and 8 m mining heights under the same geological conditions were obtained. The research results show that the geological conditions and mining height do not affect the evolution of the rock strata movement range. The highest position of the strata movement and deformation is linearly related to the advancing distance of the coalface. The maximum height of rock strata movement increases abruptly when encountering the key strata, but it still has a linear relationship. The highest position of each expansion of the fracture zone has an exponential relationship with the advancing distance of the coalface. When the key strata are encountered, the maximum height of the fracture zone increases abruptly. The change in mining height only affects the distribution range of the “three zones.” The mining height controls the stress distribution of stope by adjusting the “three zones” of the roof. With the increase in mining height, the caving zone and fracture zone range increase. The corresponding pressure relief range and pressure relief value show the change law of first increasing and then decreasing. There is an optimal mining height, which can make the pressure relief effect of stope best.

Research on Coal and Rock Recognition in Coal Mining Based on Artificial Neural Network Models

In the process of coal mining, one of the main reasons for the high labor intensity of workers and the frequent occurrence of casualties is the low level of intelligence of coal mining equipment. As the core equipment in the process of coal mining, the intelligence level of shearers directly affects the safety production and mining efficiency of coal mines. Coal and rock recognition technology is the core technology used to realize the intelligentization of shearers, which is an urgent technical problem to be solved in the field of coal mining. In this paper, coal seam images, rock stratum images, and coal–rock mixed-layer images of a coal mining area are taken as the research object, and key technologies such as the construction of a sample image library, classification and recognition, and semantic segmentation are studied by using the relevant theoretical knowledge of artificial neural network models. Firstly, the BP neural network is used to classify and identify coal seam images, rock stratum images, and coal–rock mixed-layer images, so as to distinguish which of the current mining targets of a shearer is the coal seam, rock stratum, or coal–rock mixed layer. Because different mining objectives will lead to different working modes of a shearer, it is necessary to maintain normal power to cut coal when encountering a coal seam, to stop working when encountering rock stratum, and to cut coal along the boundary between a coal seam and rock stratum when encountering a coal–rock mixed stratum. Secondly, the DeepLabv3+ model is used to perform semantic segmentation experiments on the coal–rock mixed-layer images. The purpose is to find out the distribution of coal and rocks in the coal–rock mixed layer in the coal mining area, so as to provide technical support for the automatic adjustment height of the shearer. Finally, the research in this paper achieved a 97.16% recognition rate in the classification and recognition experiment of the coal seam images, rock stratum images, and coal–rock mixed-layer images and a 91.2% accuracy in the semantic segmentation experiment of the coal–rock mixed-layer images. The research results of the two experiments provide key technical support for improving the intelligence level of shearers.

Research on the Stability and Water Isolation of Waterproof Coal Pillars between Adjacent Working Faces under the Influence of Water Ponding Goaf—A Case Study

Retaining a waterproof coal pillar is an important measure to defend against water inrush accidents in mining areas and guarantee the safe mining of the next working face. In this paper, the mechanical model of the coal pillar is established and the calculation formula of the waterproof coal pillar width is derived. Then, the development of the water-conducting fracture zone of the overlying rock layer under different coal pillar widths is analyzed using numerical simulation and finally, the integrity of the coal pillar is detected using the geophysical survey method. The main conclusions are as follows: (1) According to the mechanical failure characteristics of the coal pillar, it can be divided into the plastic zone, elastic zone, and water pressure damage zone. The mechanical calculation model for each zone was established, and the formula for calculating the width of the waterproof coal pillar was obtained. (2) Numerical simulation was employed to investigate the development condition of the water conducting fracture zone in the overlying rock strata under the actual width of the waterproof coal pillar; the simulation results indicated that the water conducting fracture zone of two working faces was not connected, which can effectively prevent the accumulation of water in the 2303 goaf. (3) On-site geophysical surveys determined that the influence of water-logged goaf on the coal pillar is between 5 to 15 m; the integrity of the waterproof coal pillar is good, which effectively prevents water accumulation in the previous working face goaf and ensures safe mining in the next working face.